Session Details
Protecting investors

Presenting Speakers

  • Brian Yeoh
    Head of Data Governance and Strategy, Financial Technology & Innovation
  • Stephane Malrait
    Head of Market Structure and Innovation Financial Markets
  • Sultan Meghji
    Ex Inaugural Chief Innovation Officer at the Federal Deposit Insurance Corporation of the United States Government
  • Mike Castiglione
    Director of Regulatory Affairs, Digital Assets, Eventus and member of GDCA


About the Session

Purveyors of digital assets face a dichotomy of slow-moving regulatory expectations which lag behind technical capabilities and customer expectations. What are the key safety trends which RegTech can help get out in front of?

Regulatory Challenges
  • BIS crypto asset AML
  • Marketing/ Financial promotions
  • Issuance / prospectus
  • AML/ KYC/ Travel rule
  • X- border trading/ treasury/ tax obligations
  • On/Off-ramp processing (payments)
  • OpRes and Cybersecurity
New RegTech/SupTech drivers
  • Supervisory data sharing
  • Digital Asset standards (e.g., EC travel rule)
  • FATF Virtual Assets 12 month review – travel rule
  • HMT crypto asset promotions
  • Identity systems /Product information
  • Client suitability screening
  • Compromised ledgers & OpRes